Lori Duquette
Western Growers Financial Services, Chief Compliance Officer

Lori Duquette joined Western Growers Financial Services in 2003 and serves as the Chief Compliance Officer responsible for the direct oversight of the day to day operations and trading; researching and responding to regulatory inquiries and examinations, writing policies and procedures, preparing and conducting compliance training and specialized training on new regulations or policies and works on a variety of special projects. She also assists in the marketing and sales product planning and establishes relationships with outside vendors.

Lori has been in the securities and insurance industry since 1987, previously with small local independent brokers dealing with private placements, wealth management and insurance products.

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